- Resource System
- Watershed and associated topography
- Resource Units
- Freshwater
The resource appropriated from Naya Dhara Ko Kulo (Kot Village Panchayat) is water for irrigation. Naya Dhara Ko Kulo was constructed in 1975 by the collective effort of the beneficiaries. The canal was improved by the financial aid of the Department of Irrigation, Hydrology and Meteorology. Farmers in the system have their rules for water allocation and labor inputs. However, they do not have a formal organization to enforce the rules. The canal has a low conveyance capacity which affects the productivity of the land. Inefficient management over the use of water rights is another factor affecting productivity.
This case study is part of the original Common-Pool Resource (CPR) database. A summary of the original CPR coding conducted in the 1980s by Edella Schlager and Shui Yan Tang at Indiana University may be found under the CPR tab in the Institutional Analysis section below.
The resource appropriated from Naya Dhara Ko Kulo (Kot Village Panchayat) is water for irrigation. This study focuses on an irrigation system that is comprised of a a canal that diverts water from Phusung Kholo to farmland in Kot Village Panchayat.
SCREENER:
Case: Naya Dhara Ko Kulo (Kot Village Panchayat), Nepal
The information regarding the following common-pool resource system was taken from empirical evidence from a field setting. Data on the system was extracted from a paper issued by a scholar or research institution. Currently, there are no additional documents to cite which may provide further information about this common-pool resource.
These documents describe one resource in detail. The primary resource is the Naya Dhara Ko Kulo (Kot Village Panchayat), situated in Sindhu Palchok of Nepal. More generally, it is located in Middle East & South Asia. The system's sector is that of water. Relatively good information has not been collected about the stakes of participants who appropriate from Naya Dhara Ko Kulo (Kot Village Panchayat). The condition of this resource is well understood. Complete information is available regarding the strategies used by key groups interacting with the system. There is thorough documentation of the operational rules for this resource. This is the result of a high level of confidence that the authors who recorded the features of Naya Dhara Ko Kulo (Kot Village Panchayat) have a complete knowledge of its particulars. Furthermore, the authors have provided sufficient data to formulate a structured coding process.
There are 201-500 total appropriator teams appropriating from the resource . At the beginning of the period discussed by the authors, there was a moderate shortage of biological and physical resources withdrawn compared to the number of units available. Appropriator teams for the resource are never formally organized.
Naya Dhara Ko Kulo was constructed in 1975 by the collective effort of the beneficiaries. The canal was improved by the financial aid of the Department of Irrigation, Hydrology and Meterology. Farmers in the system have their rules for water allocation and labor inputs. They however do not have a formal organization to enforce the rules. The canal has a low conveyance capacity which affects the productivity of the land. Inefficient management over the use of water rights is another factor affecting productivity. The author however suggests that it is neither cost effective to improve the canal nor possible to extend it to cover additional land.
CITATION(S):
Water and Energy Commission Secretariat (1987) "Naya Dhara Ko Kulo." In RAPID APPRAISAL STUDY OF EIGHT SELECTED MICRO-AREAS OF FARMERS' IRRIGATION SYSTEMS, 49-62. Final Report. Kathmandu, Nepal: Ministry of Water Resources.*
The resource appropriated from Naya Dhara Ko Kulo (Kot Village Panchayat) is water for irrigation. It is produced physically and is a renewable moving (fugitive) unit. This study focuses on an irrigation system that is comprised of a a canal that diverts water from Phusung Kholo to farmland in Kot Village Panchayat.
The boundary of this resource has natural/constructed attributes which do not limit entry. The boundaries of this resource are smaller than the location, and exist in one country, and are not divided among multiple general purpose local jurisdictions at a single level. The boundaries of this resource are independent of a development project designed by non-residents.
There are not distinct and stable micro-environmental or ecological zones within this resource (educated guess).
There are strategic points within the resource where the main flow of the water for irrigation can be controlled (inferred). There is considerable, and mildly predictable variation over space in the availability of water for irrigation within the resource (inferred). There is considerable, and mildly predictable variation in the flow of water for irrigation within a single year (inferred). The case study did not include information regarding whether or not there is considerable variation in the flow of water for irrigation from year to year.
The topography of the resource or the land immediately around the resource is moderately sloping (educated guess).
The boundaries of the production resource are totally seperated from the boundaries of the appropriation resource (highly confident). The boundaries of the production resource are not equivalent to the boundaries of the location, but lie within the boundaries of the location (highly confident). The boundaries of the distribution resource are not identical to the boundaries of the appropriation resource. The distribution resource is a facility connected to the appropriation resource (highly confident). The boundaries of the production resource are not equivalent to the boundaries of the distribution resource. The production resource is a facility connected to the distribution resource (highly confident).
The headworks (production resource) are operated by the same agency(s) (or the same group(s) of people) as the appropriation resource, and the agency(s) or the group(s) of people are the sole operator(s) of the headworks (highly confident). The distribution system is solely operated by the same agency(s) (or the same group(s) of people) as the appropriation resource (highly confident). The distribution system is solely operated by the same agency(s) (or the same group(s) of people) as the headworks of the system.
LOCATION:
The appropriation resources are situated in Kot Village Panchayat. The boundaries of the location are the boundaries of a village. The appropriation resource present in this location consists of a canal (Naya Dhara Ko Kulo) that diverts water from Phusung Kholo to farmland in Kot Village Panchayat. There are several irrigation systems originating form the same source, i.e., Handi Kholo. Several Ghattas (mills) installed on the track as well as on the off-track of the canal use water from Handi Kholo. Regarding the use of the irrigation system, there were few adverse affects throughout the entire period in the relationships among appropriation processes.
The system is located within one country. Within this country, the system's location is not divided among several general purpose local jurisdictions at the same level. A permanent population lives year round in this location (highly confident). There is not frequent contact and communication between people in this location and officials in a nearby administrative center (educated guess). Additionally, the most common mode of transportation in this region is walking. This location is also characterized by an economy that is stable and tied to other economic networks during the entire time period (educated guess).
The latitude of this location is -1, and its longitude is -1. The elevation of this location is -1 meters. The highest elevation is -1. The lowest elevation of this location is -1. The region's average annual rainfall is unknown. The region's average annual evapotranspiration is unknown. The distribution of rainfall and evapotranspiration per month is as follows:
January precipitation: unknown, evapotraspiration: unknown
February precipitation: unknown, evapotraspiration: unknown
March precipitation: unknown, evapotraspiration: unknown
April precipitation: unknown, evapotraspiration: unknown
May precipitation: unknown, evapotraspiration: unknown
June precipitation: unknown, evapotraspiration: unknown
July precipitation: unknown, evapotraspiration: unknown
August precipitation: unknown, evapotraspiration: unknown
September precipitation: unknown, evapotraspiration: unknown
October precipitation: unknown, evapotraspiration: unknown
November precipitation: unknown, evapotraspiration: unknown
December precipitation: unknown, evapotraspiration: unknown
The resource appropriated from Naya Dhara Ko Kulo (Kot Village Panchayat) is water for irrigation. This study focuses on an irrigation system that is comprised of a a canal that diverts water from Phusung Kholo to farmland in Kot Village Panchayat.
OPERATIONAL LEVEL:
TYPE OF SITUATION
The processes described in the related documents are primarily related to appropriation, production, distribution and use. The formal owner(s) of the resource discussed in this study are local appropriators. The set of individuals who have rights to withdraw from this resource is well-defined. As of the beginning of this period, the owners are exercising (or attempting to exercise de jure) and effective in gaining closed access to this resource. Since the beginning of this period, the appropriators are exercising (or attempting to exercise de jure) effective closed access to this resource.
EVENTS MARKING THE BEGINNING ACTION SITUATION
It is estimated that the operational level coded on this form ended in 1987. The estimated duration of the patterns that are described in this form is 11 to 25 years. Throughout the duration there were no changes made in operational, collective, or consititutional rules. There was no change in resource size or structure. There was no new technology introduced to the system over the duration of the patterns coded on this form. There was no substantial external change in the value of the units appropriated. The quantity of units available did not change due to a change in appropriation patterns of other appropriators' withdrawals from the same production or distribution resource. There were no new groups starting to withdraw units from the appropriation resource. There was no recorded change to one or more variables internal to the operational level. The variables that changed were -2. The author begins the description of this case at this point in history. The author begins at this point in history because The system was constructed in 1975.
CONDITIONS AT THE BEGINNING AND END OF PERIOD COVERED BY THIS FORM*
For biological resources at the beginning of this period, the balance between the quantity of units withdrawn and the number of units available was a moderate shortage (inferred). For biological resources at the end of this period, the balance between the quantity of units withdrawn and the number of units available was a moderate shortage (inferred). For physical resources at the beginning of this period, the balance between the quantity of units withdrawn and the quantity of units needed, given the usual patterns of use for these units was a moderate shortage (inferred). For physical resources at the end of the period the balance between the quantity of units withdrawn and the quantity of units needed, given the usual patterns of use for these units, was a moderate shortage (inferred).
The following includes the available statistics on the use of this resource at the beginning of the time period, followed by the end of the time period:
Square meters of fields irrigated at the beginning of the period: 550000 (highly confident)
Square meters of fields irrigated at the end of the period: 550000 (highly confident)
*In fisheries and other biological systems, this is the maximum sustainable number of units. In irrigation, this refers to the optimal water requirements of the crops in the established fields served by this system.
At the beginning of the period, the units were predominantly used to produce other units.
At the end of the period, the units were predominantly used to produce other units.
As of the beginning of the period, the quality of the units being withdrawn from the resource was passable (educated guess). As of the end of the period, the quality of the units being withdrawn from the resource was passable (educated guess). At the beginning of the period of the study, there were no problems of pollution in this or other resources, due to the way units are being appropriated (inferred). At the end of the period of the study, there were no problems of pollution in this or other resources due to the way units are being appropriated (inferred). As of the beginning of the period, the extent of technical externalities resulting from the appropriation activities of participants from this resource was relatively high (confident). As of the end of the period, the extent of technical externalities resulting from the appropriation activities of participants from this resource was relatively high (confident). At the beginning of this study, the interference between the appropriation technology for this resource and the appropriation processes for other resources in this location was moderate (highly confident). At the end of this study, the interference between the appropriation technology for this resource and the appropriation processes for other resources in this location was moderate (highly confident). At the beginning of this study, holding all inputs constant the same or greater amounts of resource units were not withdrawn with fewer appropriator teams and/or equipment, and there was no rent dissipation (educated guess). At the end of this study, holding all inputs constant the same or greater amounts of resource units were not withdrawn with fewer appropriator teams and/or equipment, and there was no rent dissipation (educated guess). At the beginning of this study the appropriation resource was moderately well maintained, and in good working order (educated guess). At the end of this study the appropriation resource was moderately well maintained, and in good working order (educated guess). At the beginning of this period the appropriators shared moderate to high levels of mutual trust (e.g. oral promises given high credence) (inferred). At the end of the period the appropriators shared moderate to high levels of mutual trust (e.g. oral promises given high credence) (inferred). ## Unknown markup: Start ##By the end of this period no change had occurred in the property rights regime related to the appropriation resource (highly confident).
INFORMATION LEVELS
There are no maps or charts of the appropriation resource for use by the appropriators (educated guess). Maps and/or charts of the production and distribution resources are not available to the appropriators (educated guess). The appropriators of this resource can be seen by each other while withdrawing and delivering units (educated guess). No appropriators are in radio communication with each other while appropriating from the resource (educated guess). There are actions being taken, by appropriators or officials, to generate information about the condition of the resource (inferred). There are not records of the withdrawals from this resource kept in a systematic way (inferred). There are not records of the physical factors which directly affected the resource kept in a systematic way (inferred). There are not records of the appropriators' contributions to monitoring of the resource kept in a systematic way (inferred). There are not records of the appropriators' contribution to the maintenance of the resource kept in a systematic way (inferred). There are arenas being used for the exchange of information about conditions of the resource (inferred). Appropriators get together to discuss mutual problems of the resource quarterly (educated guess). The appropriators have a considerable familiarity with the characteristics of this resource (educated guess).
POTENTIAL ACTIONS AND LEVELS OF CONTROL
There are no specialized staff or workers to undertake maintenance (inferred). The quality or quantity of the units available to the appropriators are not adversely affected by the strategies of prior appropriators, because there are no prior appropriators (inferred). There are not problems of pollution resulting from activities of others who are not appropriators of this resource or inhabitants of this location (e.g. acid rain, sewage disposal) (educated guess). There does not appear to be an insurance mechanism available to the appropriators related to variability of income from the resource (educated guess).
PATTERNS OF INTERACTION
The general manner in which appropriators related to one another during this study is a relatively negative, perhaps even spiteful manner -- one indicator of this would be vandalism by appropriators against appropriators. (inferred). If someone violated the rules-in-use related to the appropriation process from this resource, it is likely that he/she would encounter social sanctions imposed by other appropriators (who are not filling posititions as official monitors) (educated guess). If someone violates the rules-in-use related to the appropriation process from this resource, it is likely as not that he/she would encounter physical sanctions by other appropriators (who are not filling posititions as official monitors) (educated guess).
POSITIONS AND PARTICIPANTS
At the end of the period studied the position of non-appropriator (individuals prevented from using the resource) did exist (inferred). At the beginning of the period there was a general estimate of 201-500 appropriators (highly confident). There was a general estimate of 201-500 appropriators at the end of the period (highly confident). The "official" position of monitor (apart from the willingness of all appropriators to monitor) does not exist (highly confident).
The appropriators monitor the appropriation activities of each other apart from the monitoring of any "official" guards (inferred).
NUMBER AND RELATIONSHIPS AMONG SUBGROUPS
There will be 1 subgroup form(s) completed in relation to this operational level form. The ID number(s) of the subgroup(s) coded are as follows: 94.1 - -2 - -2 - -2
EVALUATION OF RESULTS
The study did not indicate whether or not there are appropriators who were consistently disadvantaged in this period. The relatively worst off appropriators have not been cut out of their benefits from this resource or substantially harmed (educated guess). By the end of the period studied the distance between those who were the least advantaged and those who were the most advantaged could be characterized as remaining relatively constant over time (educated guess).
AUTHOR'S EVALUATION AND CAUSAL ASSUMPTIONS
In this coding form the author does not focus on the readers' concept of results and the evaluation of results (highly confident).
There is a low productivity of land due to low conveyance capacity of the system and inefficient management over the use of water rights. The author's evaluation indicates that this system is experiencing a low productivity of land due to low conveyance capacity of the system and inefficient management over the use of water rights.. The author discusses withdrawals per unit of effort based on -1
SUBGROUP:
Participants:
The criteria for who is a member is well defined (inferred). Membership at the start of this group numbered 400 (inferred). This group ended with a membership of 400 (inferred).
The following statements characterize the composition of this subgroup's population with respect to variables that may affect the capacity to communicate effectively:
The difference in composition with regard to gender identification does not affect communication (educated guess). Most members of this subgroup are ethnically identified as Brahmin. Racial identification causes no difference in composition (inferred). There is no difference in composition with regard to languages spoken (inferred).
.
Legal Rights:
Members of this subgroup have de jure rights of access (inferred). The right to withdraw is held by this subgroup de jure (inferred). Rights to participate in management of this resource is held de jure (inferred). Exclusion from use of the entire resource is exercised de jure (ambiguous). Members of this subgroup cannot exercise the right to decide who can be excluded from particular zones within the resource although they hold the right de jure. (educated guess). The separable right of transfer to the flow of units from this resource is not held either by de jure nor de facto (educated guess). The separable rights to exercise transfer to shares of this appropriation resource, or closely related production and/or distribution resources are neither held de jure nor de facto (educated guess). Transferring shares of major appropriation equipment which are necessary to engage in appropriation is not exercised either je jure nor de facto## Unknown column: EQUIPSHAR ##.
Stakes and Resources:
The length of time this subgroup has regularly appropriated from this resource is 11 through 25 years (highly confident). Around 91%-100% of members reside in or adjacent to this resource (educated guess). Alternatives for the supply unit are available at a high cost (educated guess).
Potential Actions and Levels of Control:
A noticeable impact on the balance of the quantity of units withdrawn and the number of units available in this resource would not occur in a drastic reduction of this subgroup's appropriation activities (educated guess). Keeping in mind the physically available levels of withdrawal that are possible from this resource, the following shows the extent to which rules concerning different aspects of withdrawal constrain appropriation: technological rules cause unknown contraints, time limits which limit the range of choice lightly constrain (educated guess), quantity limits which limit the range of choice moderately constrain (educated guess), and marginal units or units obtained by increasing levels of appropriation have a high value immediate return (inferred).
Technology:
The appropriative power of the technology used threatens the balance between units withdrawn and units available even if no new users are added (inferred).
Strategies Adopted:
At the beginning of the period the rate of unit withdrawals was increasing (educated guess). At the end of the period the rate of unit withdrawals was constant (educated guess). In irrigation, appropriation resources (at the beginning of the period) produce mostly paddy rice, and also grains other than paddy rice, and non-tree fruits and vegetables. In irrigation, the appropriation resources (at the end of the period) produce mainly paddy rice, and also grains other than paddy rice, and non-tree fruits and vegetables. During this time period members have invested resources, such as their own labor, in maintaining or improving the structure of the appropriation resource (highly confident). Investment into constructing or improving production or distribution works for maintaining or improving their resource has been made by members (highly confident). Resources have not been expended (including time) to avoid actions that would harm the structure of the appropriation resource (educated guess). The maintenance or improvement work is either dependent or contingent on the quantity of units appropriated (highly confident). Members do not have access to an alternative source of supply (educated guess). At least one member has assumed entrepreneurial activity in trying to achieve coordinated strategies in relationship to both withdrawal and investment (highly confident). In characterizing the usual behavior of the members of this subgroup with respect to local operation level rules-in-use (other than in extreme shortage), it can be said that most of the members follow the rules (inferred). The level of infraction of members who are not rule followers is generally medium (educated guess). No action has been proposed to alter the operational or collective-choice rules affecting the appropriation from this resource (inferred).
Subgroup Results:
This subgroup appropriates 91%-100% of its total appropriated units at the end of this period (highly confident). By the end of this time period the appropriates from this resource have remained approximately constant (highly confident). The absolute quantity of appropriation units obtained by this group has remained constant (inferred).
The resource appropriated from Naya Dhara Ko Kulo (Kot Village Panchayat) is water for irrigation. This study focuses on an irrigation system that is comprised of a a canal that diverts water from Phusung Kholo to farmland in Kot Village Panchayat.
OPERATIONAL RULES:
Concerning national collective choice relating to the resource, there is a national level of government, but it does not exercise jurisdiction in relation to the type of resource appropriated by this subgroup. Concerning regional collective choice, there is a regional level of government, but it does not exercise jurisdiction in relation to the type of resource appropriated by this subgroup.
With regard to local collective choice, there is a local level of government or organization of appropriators, but it does not exercise jurisdiction in relation to the type of resource appropriated by this subgroup.
Boundary Rules
The following rules define the requirements that must be met before individuals are eligible to harvest or withdraw units from the appropriation resource.
The national, regional, and local level(s) of government or organization had no jurisdiction over the resource.
A rule exists requiring ownership or leasing of land in the location of the resource. This rule is enforced at the rules-in-use level(s).
Authority and Scope Rules
The default conditions for both authority and scope rules do not apply.
The following paragraphs include information on rules of 2 cycle(s).
Authority Rules:
The national, regional, and local level(s) of government or organization had no jurisdiction over the resource.
There is a rule requiring withdrawal at a fixed time slot, based on the amount of land held. This rule is enforced at the rules-in-use level(s), and is part of a less restrictive, regularly adopted/used set of rules. The rule is in effect during the monsoon period.
There is a rule permitting withdrawal whenever and wherever desired, based on the amount of land held. This rule is enforced at the rules-in-use level(s), and is part of the most restrictive, regularly adopted/used set of rules. The rule is in effect during the winter wheat crop.
The authority and scope rules do not apply to whether or not certain subgroups received substantially unequal privileges, because there is only one subgroup.
Scope Rules:
The national, regional, and local level(s) of government or organization had no jurisdiction over the resource.
There is a rule requiring regular maintanence labor input based on equal division among all appropriators or teams of appropriators. This rule is enforced at the rules-in-use level(s), and is part of the most restrictive, regularly adopted/used set of rules.
There is a rule requiring emergency repair labor based on the amount of land held. This rule is enforced at the rules-in-use level(s), and is part of the most restrictive, regularly adopted/used set of rules.
There is a rule requiring labor, money, or materials to be used for major capital investment, however, the basis criteria for this rule was not included in the case information. This rule is enforced at the rules-in-use level(s), and is part of the most restrictive, regularly adopted/used set of rules.
Information Rules
Payoff Rules
The default condition, that all appropriators can retain whatever they can physically keep hold of and no external rewards, taxes, or sanctions are imposed is not imposed in this case. The authors have the following confidence level for the results of this section: confident. Incarceration is not imposed as penalty on appropriators for breaking rules related to the appropriation of this resource. No fines can be imposed on appropriators for breaking rules related to the appropriation of this resource. Appropriators may not lose their entry or appropriation rights for breaking rules related to the appropriation of the resource. Severe community shunning is not used as a sanction that is consciously imposed on appropriators who break rules related to the appropriation of this resource. Appropriators cannot obtain external aid to develop their appropriation technologies. Appropriators can obtain aid from a national (private or public) agency(s) to develop or repair their production, distribution, or appropriation resources. Appropriators cannot obtain external aid to develop technologies for using the resource units. Appropriators are not party to price support contracts or guaranteed purchase agreements for the selling of resource units or commodities produced by resource units.
The following percentages indicate the percentages assigned to individual positions. If more than one percentage is listed per position, the individual percentages refer to the different arrangements existing within the operational rules.
Aggregation Rules
The default condition, that no rules specify contraints or requirements on the process to be used in deciding which actions will be taken, and that appropriators can have as much independence in deciding upon actions as they are physically able to exert, is imposed in this case.
Overall Questions About Rules Configuration
The general framework of the rules-in-use has governed the activities of this subgroup for 1 to 10 years.
Naya Dhara Ko Kulo. Rapid Appraisal Study of Eight Selected Micro-Areas of Farmers' Irrigation Systems: Sindhu Palchok District, Final Report. :49-62.
. 1987.